Karen has been working in Financial Customer Service for over fourteen years. Her experience began as a Senior Specialist with Merrill Lynch where she earned her Series 7 & 66 registrations (which are now held through Commonwealth Financial Network). Her financial perspectives and knowledge are well rounded from her broad industry roles at high profile companies such as Oppenheimer Funds and Jackson National Life. In her position at Jackson National Life she supervised all phases of financial transaction processing for variable and fixed annuity contracts, ensuring compliance with FINRA, SEC, IRS and state regulations as well as company policies and procedures.
As Financial Services Manager at The Insurance Exchange, Karen works directly with Advisor Brett Hoffman, CPA, AIF® and the clients we serve. Karen oversees our services team and is dedicated to providing exceptional customer service to all of our clients as well as being a trusted resource for information. She is a graduate of Westminster College with a BA degree in Business Administration. In addition to her Securities registrations, she is licensed in Life and Health and has earned the Accredited Investment Fiduciary® professional designation from Fiduciary360. She has received formal training in investment fiduciary responsibility.
Securities and advisory services offered through Commonwealth Financial Network, Member www.FINRA.org/www.SIPC.com, a Registered Investment Adviser.
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